A ghost by absence

A ghost by absence

In Brief

After setting the scene in the librarian's office, Scylla and Charybdis introduces Stephen's talk with a scornful but largely accurate remark from John Eglinton: "He will have it that Hamlet is a ghoststory." Stephen begins his spiel in response to this, claiming that William Shakespeare played the part of the ghost in performance, that his artistic purposes center on the ghost rather than Prince Hamlet, and that the ghost's state of mind is the key to understanding all of Shakespeare's works. Later in the chapter, he twice refers to this state of mind as a "sundering" that Shakespeare experienced as a result of sexual betrayal. Many of Stephen's claims about the bard's life and works are far-fetched, tendentious, and unscholarly, but his conceit of ghostly absence offers a powerful tool for thinking about Shakespeare's work––and Joyce's as well.

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To Eglinton's implication that he is trivializing Hamlet by treating it as a ghost story, Stephen replies that spectrality can be literal or metaphorical: "What is a ghost? Stephen said with tingling energy. One who has faded into impalpability through death, through absence, through change of manners. Elizabethan London lay as far from Stratford as corrupt Paris lies from virgin Dublin. Who is the ghost from limbo patrum, returning to the world that has forgotten him? Who is King Hamlet?" The answer to his rhetorical questions is William Shakespeare: "the player is Shakespeare who has studied Hamlet all the years of his life which were not vanity in order to play the part of the spectre."

Limbus Patrum, the Limbo of the Fathers, is the place in the infernal afterlife thought to have held ancient patriarchs, matriarchs, and other virtuous Hebrews who died before the coming of Christ, and who were liberated in the so-called Harrowing of Hell after Christ's resurrection. Shakespeare uses the term as a joking name for jail in Henry VIII, when the jailkeeper says of an unruly collection of youths, "I have some of 'em in Limbo Patrum, and there they are like to dance these three days" (5.3.63-65). Stephen uses the same phrase as a joking name for what the ghost calls "my prison-house," which sounds very much like Purgatory. The king is confined in this fiery otherworld by day but returns to visit the living at night. Similarly, Stephen suggests, William Shakespeare left his family in Stratford to become a player in London but, like an unquiet spirit haunting the living, he thought every day about the people he left behind, turning them into fictional characters.

Later in the talk, Stephen reiterates his analogy between literal ghosts and metaphorical ones, saying that Shakespeare became "a ghost by absence, and in the vesture of buried Denmark, a ghost by death, speaking his own words to his own son's name (had Hamnet Shakespeare lived he would have been prince Hamlet's twin)." Like the ghost in the play, what the playwright wanted to talk about was the unfaithfulness of his wife. In a long paragraph a bit later, Stephen maintains that Anne Hathaway (or Ann, as she is called in Scylla) was the inspiration for female characters like Venus in Venus and Adonis, Kate in The Taming of the Shrew, and Cleopatra in Antony and Cleopatra––powerful, sexually cunning women who struggle for dominance in their relationships with men. Stephen sees them as barely fictionalized versions of the "boldfaced Stratford wench" who "tumbles in a cornfield a lover younger than herself."

When Lyster the librarian asks to hear more about Anne ("Is it your view, then, that she was not faithful to the poet?"), Stephen tries out an abstract name for the ghostly state of mind: "— Where there is a reconciliation, Stephen said, there must have been first a sundering." Later still, when Lyster remarks that the late romances breathe "the spirit of reconciliation," Stephen repeats himself: "— There can be no reconciliation, Stephen said, if there has not been a sundering. / Said that." In this second iteration of the sentence, Shakespeare's marital estrangement is linked with the development of his writing career. Hamlet, with its ghost complaining about sexual betrayal, initiated a period of great tragic writing in which Shakespeare directly confronted his misery and explored a dark view of humanity. In the romances written at the end of his career he found, if not complete "reconciliation" with Anne, then at least a measure of acceptance, and he wrote happy endings for his tragicomic plays.

This condition that Stephen calls "sundering" arose from loving someone and losing her, but it also involved self-loss:

Belief in himself has been untimely killed. He was overborne in a cornfield first (ryefield, I should say) and he will never be a victor in his own eyes after nor play victoriously the game of laugh and lie down. Assumed dongiovannism will not save him. No later undoing will undo the first undoing. The tusk of the boar has wounded him there where love lies ableeding. If the shrew is worsted yet there remains to her woman's invisible weapon. There is, I feel in the words, some goad of the flesh driving him into a new passion, a darker shadow of the first, darkening even his own understanding of himself. A like fate awaits him and the two rages commingle in a whirlpool.
Becoming a conquering Don Juan in the licentious houses of London could not erase Shakespeare's feeling of being unmanned. He needed to confront the loss by writing about it, and as he did so his views on life became more skeptical, disillusioned, and misanthropic. Calling this dark place a "whirlpool" suggests that the Homeric motif of the chapter may apply to Stephen's language of ghostly sundering. Scylla, here, would be the naive everyday world of confident human striving, Charybdis the cynical void that awaits anyone who loses faith in that life. Shakespeare fell into this bottomless gulf and struggled to climb out of it.

In Shakespeare's case (a unique one), self-loss was bound up with a genius for inhabiting the thoughts and words of other people. Bringing characters into vivid existence out of thin air, the playwright became insubstantial himself: "He is a ghost, a shadow now, the wind by Elsinore's rocks or what you will, the sea's voice, a voice heard only in the heart of him who is the substance of his shadow, the son consubstantial with the father." Living apart from his actual loved ones in Stratford, sundered from those sustaining physical connections, Shakespeare became a ghostly spirit, and like the unearthly Father sending a corporeal Son to earth he made new dramatic equivalents of the people he loved.

When Stephen returns, later in the chapter, to this idea of Shakespeare as a ghostly Father begetting a consubstantial Son, he says that the church was "founded, like the world, macro and microcosm, upon the void. Upon incertitude, upon unlikelihood." There is an implicit reference here to Christ's pun on Peter as a rock (petros): "Upon this rock I found my church." Seen in terms of Joyce's Homeric framework, that would be the rock of Scylla, the symbol of material existence and quotidian reality. Stephen suggests, to the contrary, that the cosmos, the human psyche, and Shakespeare's dramatic creations are founded upon the void, the whirlpool, the vast disembodied potentiality of the mind. The world that, to most people, most of the time, feels real and substantial is an outward manifestation of something shrouded in ghostly incertitude.

Many of Stephen's words suggest that, in formulating a broadly encompassing account of the bard's dramatic career and imaginative powers, he is laying out a roadmap for his own eventual production of a great literary work. When he asks "What is a ghost?" he speaks "with tingling energy," as if he identifies with or aspires to the playwright's eerie condition. When he goes on to say that "Elizabethan London lay as far from Stratford as corrupt Paris lies from virgin Dublin," he maps his own artistic aspirations onto the example of Shakespeare by reflecting that he too aspires to escape a cultural backwater and enter the life of a great city. (Gifford notes that "it took as long to travel from Stratford to London in Elizabethan times as it took to travel from Dublin to Paris in the early twentieth century." Slote, Mamigonian, and Turner follow suit, getting highly specific about the distances and times involved. But surely such literalism is beside the main point, which is that both artists were worlds away from their parochial home towns when they wrote.)

At the end of A Portrait of the Artist Stephen had proclaimed his determination to leave Dublin, move to Paris, and "forge in the smithy of my soul the uncreated conscience of my race." By June 1904 that flight has turned out to be a youthful folly, but in late 1904 Joyce tried again, leaving for the continent as an adult with a sexual partner, and like Shakespeare he wrote about his home from afar. Various statements in part 5 of A Portrait anticipate the talk in the library, chief among them Stephen's claim that drama, the most highly achieved form of literature, results from the writer withdrawing entirely from his fictional world: "The artist, like the God of the creation, remains within or behind or beyond or above his handiwork, invisible, refined out of existence, indifferent, paring his fingernails." In Scylla and Charybdis this invisible, godlike, sublimely impersonal artist is reimagined as a ghost.

As a coda to this long discussion it may be worth calling to mind the remarkably similar ideas that Jorge Luis Borges expressed in his memorable short essay Everything and Nothing. Borges admired the "cathedral-like grandeur" of Ulysses (Joyce's Ulysses, 1925), and though he confessed to never reading all of it he said that he read three episodes repeatedly: Circe, Ithaca, and "the dialogue on Shakespeare" (A Fragment on Joyce, 1941). It seems likely that his fanciful portrait of Shakespeare as "no one" was inspired by Joyce's fancy that he was "a ghost":
There was no one in him: behind his face...there was nothing but a bit of cold, a dream not dreamed by anyone.... he considered he might find what he sought in carrying out one of the elemental rites of humanity, and so he let himself be initiated by Anne Hathaway in the long siesta hour of an afternoon in June. In his twenties, he went to London. Instinctively, he had already trained himself in the habit of pretending he was someone, so it should not be discovered that he was no one. In London, he found the profession to which he had been predestined, that of actor: someone who, on a stage, plays at being someone else, before a concourse of people who pretend to take him for that other one. His histrionic work taught him a singular satisfaction, perhaps the first he had ever known. And yet, once the last line of verse had been acclaimed and the last dead man dragged off stage, he tasted the hateful taste of unreality.  He would leave off being Ferrex or Tamburlaine and become no one again. Thus beset, he took to imagining other heroes and other tragic tales. And so, while his body complied with its bodily destiny in London bawdyhouses and taverns, the soul inhabiting that body was Caesar unheeding the augur’s warning, and Juliet detesting the lark, and Macbeth talking on the heath with the witches who are also the Fates. No one was ever so many men as that man....
     He persisted in this directed hallucination for twenty years. But one morning he was overcome by a surfeit and horror... Before a week was out he had gone back to his native village...
     History adds that before or after his death he found himself facing God and said: I who have been so many men in vain, want to be one man, myself alone. From out of a whirlwind the voice of God replied: I am not, either. I dreamed the world the way you dreamed your work, my Shakespeare: one of the forms of my dream was you, who, like me, are many and no one.
                                            (trans. Anthony Kerrigan)
John Hunt 2023